August 1, 2008
Psychiatric Times.
No. 9
Editorial
The Age of Conflicts—of Interest
Ronald Pies, MD
Dr Pies is professor of psychiatry and lecturer on bioethics and
humanities at SUNY Upstate Medical University in Syracuse, NY, and
clinical professor of psychiatry at Tufts University in Boston. He is
author of Clinical Manual of Geriatric Psychopharmacology (American
Psychiatric Publishing), with S. Jacobson and I. Katz, and of
Everything Has Two Handles: The Stoic’s Guide to the Art of Living
(Hamilton Books). His novella, Welcome to Eutopia, Mr Bok, is available
online at http://frugalfiction.com/PIESRONALD.html. Other books by Dr Pies may be found at http://www.booktour.com/author/ ronald_pies_md.
"Careers, money, and fame are at stake." J. Willwerth1
Long before he became a saint, Augustine of Hippo (354-430 AD) knew
something about temptation. “. . . when [Augustine] reached Carthage,
towards the end of the year 370, every circumstance tended to draw him
from his true course: the many seductions of the great city that was
still half pagan, the licentiousness of other students, the theatres,
the intoxication of his literary success, and a proud desire always to
be first, even in evil.”2
Although Augustine was eventually to overcome such temptations—becoming
Bishop of Hippo at age 42—I will always identify with the poignant plea
of Augustine’s wilder days:
“Lord, grant me chastity and continence, but not yet.”
In our own time, many so-called conflicts of interest (COI) boil down to temptation, as James DuBois,3
professor and department chair of health care ethics at Saint Louis
University, notes in his excellent chapter on this subject. A
physician-researcher is tempted to slant the results of his or her
study in order to maintain funding from a medical technology company. A
psychiatrist is tempted to write a glowing opinion piece on a new
antipsychotic in order to remain on the pharmaceutical company’s
“speaker’s bureau.” A cardiologist is tempted to order coronary CT
angiography on all his patients with angina in order to pay off the
cost of the expensive new equipment—despite the unclear benefits of
this technology.
But the words “in order to” are a bit misleading. For in each instance,
the physician or researcher may not even be aware of his real
motivation. We are all quite capable of rationalizing our own
self-interest in the name of “the patient’s well-being,” “the need for
the latest technology,” and so on.
As DuBois puts it, “One reason that COI can be so insidious is that
individuals are often unaware of their biases and the ways their biases
influence their behavior, often in self-serving manners.”3,4
Indeed, the opprobrium we may reflexively attach to the term “conflict
of interest” is unjustified. The term means simply, “a situation in
which financial or other personal considerations have the potential to
compromise or bias professional judgment and objectivity.”5
As DuBois points out, a conflict of interest “does not imply that a
professional intends to put his or her personal interests first; it
does not in itself imply any wrong-doing.”3
Why, then, has the issue of COI stirred up so much emotion and
consternation in recent months, particularly in the field of
psychiatry? It probably doesn’t help that Sen Charles E. Grassley (R,
Iowa) has been holding hearings looking into possible COI in the
psychiatry departments of Harvard and Stanford medical schools.6,7
The details of the allegations—involving underreporting of consulting
fees in the Harvard case and underreporting of stock ownership in the
Stanford case—are still unfolding. It is clear, however, that the
public trust has been damaged by these reports, particularly since the
integrity and validity of some research done at Massachusetts General
Hospital (on pediatric bipolar disorder) has now been called into
question.6 And when physicians lose the trust of the general public, they have begun to lose the soul of their profession.
Psychiatric Times is not in a position to investigate
or judge the psychiatrists involved in Senator Grassley’s hearings or
to gauge the integrity of the research in question. Until all the facts
are known, I am inclined to give these psychiatrists the benefit of the
doubt. But I am also aware of my own conflicted feelings in this
matter: my instinct is to rally behind those I regard as friends and
colleagues. Thus, the need for a rigorous, independent investigation is
clear. It will not be enough for an internal committee at Massachusetts
General Hospital or at Stanford University to render a verdict.
Objective reviewers from outside these institutions must be a part of
any credible investigation.
For now, we at Psychiatric Times must ensure
that our own house is in order. This begins with our editorial
board—which includes some of the most respected names in the field of
psychiatry. With the exception of the editor-in-chief, who receives a
monthly stipend, members of the board are not paid for their editorial
work with Psychiatric Times, nor do they make executive
decisions regarding what we do or do not publish. They serve as unpaid
advisors and consultants to the editor-in-chief and the editor.
However, we do sometimes ask board members to review submissions for
relevance and accuracy and to recommend potential topics and authors.
There is clearly room for COI. For example, a board member with
substantial stock in a pharmaceutical company might—consciously or
not—tend to favor an article that praised a drug made by that company.
Yet the job of the editor-in-chief is not to banish any
psychiatrist—however brilliant and informed—who may have a potential
COI. Rather, it is the editor-in-chief’s job to know of potential
conflicts and to make executive decisions accordingly. One very
experienced journal editor told me that in certain cases, it is useful
to have a controversial article reviewed by someone who is known to
have a strongly opposing view—maybe even an “axe to grind”—in order to
ferret out weaknesses in the article. This amounts to using someone’s
bias in service of the truth—so long as the bias is known, weighed
carefully, and not allowed to determine the article’s fate.
Accordingly, Psychiatric Times will ask all members of our editorial board to submit a detailed disclosure form, involving such items as:
• Membership on a pharmaceutical company speaker’s bureau.
• Major stockholdings in a drug or medical device company.
• Receipt of funding for research, or of frequent honoraria, from such companies.
I believe that this policy will help ensure fair and accurate
reporting, as well as balanced and scientifically grounded opinion and
commentary. So far as I’m aware, Psychiatric Times will be one of a very few psychiatric publications requiring such disclosure by its editorial board.
But what about the readers of Psychiatric Times? Should
they have the right to know of potential COI among editorial board
members? After considerable discussion with our board members, I
believe the answer is yes. Therefore, Psychiatric Times will
make the disclosures of board members available to our readers, either
in print, online, or both—we are still working out the logistics. In
addition, we will move toward a similar policy of detailed disclosure
for the authors of our major clinical and CME pieces.
Arguably, every editor whose publication relies on advertising revenues
from major pharmaceutical companies has a potential conflict of
interest. That said, in my time as both Science Content Editor and
Editor-in-Chief, I have never once been asked to reconsider or revise
any articles, owing to concerns on the part of an advertiser or
corporate officer. Furthermore, we have at least 3 “lines of defense”
that help us keep our writing scientifically objective: our outside
peer reviewers; our Editorial Board members; and—perhaps most
important—our readers. Indeed, without the continued confidence of our
readership, there would likely be no advertisers willing to put up
money for ads.
Professor DuBois suggests—only half-facetiously, I think—that in order
to prevent COI entirely, we would need to develop a “vaccination”
against temptation. He is probably right. In the meantime, we can at
least avoid falling into the self-serving mind-set that says, “Lord,
grant me integrity and honesty—but not yet.”
For more details on the Senator's investigation, please see
"Conflicts Grow Over Conflicts-of-Interest Policies and Practices"
References
1. Willwerth J. How to tell if the men in white coats are lying to you (investigative journalism and research abuse). Account Res. 1997;5:51-58.
2. Herbermann
CG, Pace EA, Pallen CB, eds. The Catholic Encyclopedia: An
International Work of Reference on the Constitution, Doctrine,
Discipline, and History of the Catholic Church. http://home.newadvent.org/cathen/02084a.htm. Published 1913. Accessed July 7, 2008.
3. DuBois JM. Ethics in Mental Health Research, Principles, Guidance and Cases. Oxford, UK: Oxford University Press; 2007.
4. Dana J, Loewenstein G. A social science perspective on gifts to physicians from industry. JAMA. 2003; 290:252-255.
5. Responsible Conduct of Research. Conflicts of interest. http://www.columbia.edu/ccnmtl/projects /rcr/ rcr_conflicts/foundation/index.html. Accessed July 7, 2008.
6. Harris G, Carey B. Researchers fail to reveal full drug pay. New York Times. June 8, 2008. http://www.nytimes.com/2008/06/08/us/08conflict.html?scp=1&sq=Researchers+fail+to+reveal+full+drug+pay&st=nyt. Accessed July 8, 2008.
7. Goldstein J. Grassley questions Stanford psychiatrist’s industry ties. Wall Street Journal. June 25, 2008. http://blogs.wsj.com/health/2008/06/25/grassley-questions-stanford-psychiatrists-industry-ties/. Accessed July 8, 2008.
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